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Advisor at J. W. COLE ADVISORS, INC.
Lake Forest, CA | LAKE FOREST, CA | TAMPA, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J. W. COLE ADVISORS, INC. | Bd affiliated wealth | Feb 15, 2013 | n/a | yes | LAKE FOREST, CA|TAMPA, FL | Current employment |
| DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC. | State registered | Feb 28, 2000 | n/a | yes | Lake Forest, CA | Current employment |
| WALNUT STREET SECURITIES, INC. | Former SEC adviser | May 3, 2006 | Feb 21, 2013 | no | LAGUNA HILLS, CA|LAKE FOREST, CA | Previous registration |
| WALNUT STREET ADVISERS INC | n/a | Mar 22, 1992 | Nov 2, 2006 | no | LAGUNA HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WALNUT STREET SECURITIES, INC. | J. W. COLE ADVISORS, INC. | Feb 21, 2013 | Feb 15, 2013 | -6 | Firm change | Other |
| WALNUT STREET ADVISERS INC | DOUGLAS W. JONES ASSOCIATES FINANCIAL & INSURANCE SERVICES, INC. | Nov 2, 2006 | Feb 28, 2000 | -2,439 | Firm change after gap | Other |