DFX Intelligence

T•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

T•••••• G••••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:422ea360-ccbe-1262-3fe8-e3d3a6aab81d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 20, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Mar 2, 2026	n/a	yes	PLYMOUTH, MN\|OVERLAND PARK, KS	Current employment
T•• A•••••••• L••	Independent wealth	Aug 2, 2022	Mar 25, 2026	no	OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• L••	W••••• E••••••••• A••••••• S•••••••• L••	Mar 25, 2026	Mar 2, 2026	-23	Firm change	RIA to ibd
A••••••• A••••••• S•••••••• L••	T•• A•••••••• L••	Jun 30, 2023	Aug 2, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
321870:116407:KS:2026-03-25	Mar 25, 2026	Mar 2, 2026	OVERLAND PARK, KS	Firm change
317245:321870:KS:2023-06-30	Jun 30, 2023	Aug 2, 2022	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (5)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ T•• A•••••••• L••Registered adviserregistration: previous registration
Aug 2, 2022 to Mar 25, 2026factForm ADV
→ A••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2021 to Jun 30, 2023factForm ADV
→ A••••••• A••••••• S•••••••

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 30, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:422ea360-ccbe-1262-3fe8-e3d3a6aab81d
First observed: Jan 20, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.