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RIA / WealthAdvisor33 years in industry

DAVID JOHN GAGNON

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

MADISON, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Dec 7, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Oct 6, 1994
First registration: Dec 7, 1994
Dual registered: no
Other names: DAVE GAGNON
IAPD individual key: 2200199

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Jul 7, 2014	n/a	yes	MADISON, CT	Current employment
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Jun 14, 2013	Jun 4, 2014	no	MADISON, CT\|KENTWOOD, MI	Previous registration
MAIN STREET ADVISORS, LLC	Former SEC adviser	Sep 27, 2011	Jun 13, 2013	no	MADISON, CT\|HAYS, KS\|MADISON, CT	Previous registration
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Jul 30, 2010	Sep 13, 2010	no	MADISON, CT\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
MAIN STREET ADVISORS, LLC	Former SEC adviser	Jan 3, 2007	Dec 31, 2010	no	MADISON, CT\|HAYS, KS	Previous registration
FFP ADVISORY SERVICES INC	n/a	Dec 7, 1994	Aug 18, 2006	no	MADISON, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REGAL INVESTMENT ADVISORS LLC	BROOKSTONE WEALTH ADVISORS, LLC	Jun 4, 2014	Jul 7, 2014	33	Firm change	Other
MAIN STREET ADVISORS, LLC	REGAL INVESTMENT ADVISORS LLC	Jun 13, 2013	Jun 14, 2013	1	Firm change	Other
MAIN STREET ADVISORS, LLC	INDEPENDENT FINANCIAL GROUP, LLC	Dec 31, 2010	Jul 30, 2010	-154	Firm change after gap	Other
INDEPENDENT FINANCIAL GROUP, LLC	MAIN STREET ADVISORS, LLC	Sep 13, 2010	Sep 27, 2011	379	Firm change	Other
FFP ADVISORY SERVICES INC	MAIN STREET ADVISORS, LLC	Aug 18, 2006	Jan 3, 2007	138	Firm change	Other

Relationships

Registered with (5)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jul 7, 2014 to presentfactForm ADV
→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Jun 14, 2013 to Jun 4, 2014factForm ADV
→ MAIN STREET ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 27, 2011 to Jun 13, 2013factForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Jul 30, 2010 to Sep 13, 2010factForm ADV
→ FFP ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Dec 7, 1994 to Aug 18, 2006factForm ADV

Dated events

No dated event names this entity yet.