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CRD 116303
HAYS, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MECKENSTOCK, BOBB, ARTHUR | CHIEF COMPLIANCE OFFICER | E | yes | 03/2005 | Dec 22, 2011 | Jun 21, 2012 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| LAGUNA NIGUEL | CA | United States | n/a | no |
| Turlock | CA | United States | n/a | no |
| Madison | Ct | United States | n/a | no |
| Andover | Ks | United States | n/a | no |
| Leavenworth | Ks | United States | n/a | no |
| ST. LOUIS | Mo | United States | n/a | no |
| HIGH POINT | Nc | United States | n/a | no |
| GRAND ISLAND | Ne | United States | n/a | no |
| n/a | n/a | n/a | n/a | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Feb 27, 2012 | $43.6M | $43.6M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $43.6M | n/a | n/a | n/a | n/a | n/a | n/a | n/a | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| THE AMERIFLEX GROUP | 2 | Mar 28, 2024 | Oct 17, 2023 | HAYS, KS | Team lift out | Other | 40.0% |