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Advisor at MML INVESTORS SERVICES, LLC
MANCHESTER-BY-THE SEA, MA | WAKEFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | May 15, 2017 | n/a | yes | MANCHESTER-BY-THE SEA, MA|WAKEFIELD, MA|MANCHESTER-BY-THE SEA, MA | Current employment |
| Mariner | Independent wealth | Feb 15, 2011 | Apr 5, 2018 | no | OVERLAND PARK,, KS|Boston, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Mariner | MML INVESTORS SERVICES, LLC | Apr 5, 2018 | May 15, 2017 | -325 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:10409:MA:2018-04-05 | Apr 5, 2018 | May 15, 2017 | BOSTON, MA | Firm change after gap |