D•••• S•• B•••

Advisor at S•••••• W••••• A•••••••• L••

SPOKANE, WA | Spokane, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:425c1fed-5ad9-c61c-d04f-f3ea0905222e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 22, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• W••••• A•••••••• L••	Independent wealth	Dec 1, 2022	n/a	yes	Spokane, WA\|SPOKANE, WA	Current employment
M••••• A•••••••• L••	Bd affiliated wealth	Sep 26, 2016	Dec 31, 2022	no	Spokane, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• A•••••••• L••	S•••••• W••••• A•••••••• L••	Dec 31, 2022	Dec 1, 2022	-30	Firm change	Ibd to RIA
C••••• A•••••• N••••••• L••	M••••• A•••••••• L••	Sep 26, 2016	Sep 26, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
13572:167658:WA:2016-09-26	Sep 26, 2016	Sep 26, 2016	SPOKANE, WA	Firm change

Relationships

Registered with (3)

→ S•••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Dec 1, 2022 to presentfactForm ADV
→ M••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 26, 2016 to Dec 31, 2022factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Sep 23, 2004 to Sep 26, 2016factForm ADV

Dated events

Occurred
Dec 31, 2022
A•••••• firm change
D•••• S•• B••• left M••••• A•••••••• L•• for S•••••• W••••• A•••••••• L•• (registered 2022-12-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:425c1fed-5ad9-c61c-d04f-f3ea0905222e
First observed: Sep 23, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.