DFX Intelligence

B••• K••••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

B••• K••••••• W•••••••

Advisor at C•••••••

Homewood, AL

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Search this name across graphsid dfx:ria:426273d7-91f7-3c87-45f0-145567365832

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 1, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Mar 10, 2020	n/a	yes	Homewood, AL	Current employment
W•••• H••••••• I•••	Former SEC adviser	Apr 2, 1998	May 22, 2020	no	MONTGOMERY, AL\|MONTGOMERY, AL\|BIRMINGHAM, AL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• H••••••• I•••	C•••••••	May 22, 2020	Mar 10, 2020	-73	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
104664:175112:AL:2020-05-22	May 22, 2020	Mar 10, 2020	BIRMINGHAM, AL	Firm change after gap

Relationships

Registered with (2)

→ C•••••••Registered adviserregistration: current employment
Mar 10, 2020 to presentfactForm ADV
→ W•••• H••••••• I•••Registered adviserregistration: previous registration
Apr 2, 1998 to May 22, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:426273d7-91f7-3c87-45f0-145567365832
First observed: Apr 2, 1998
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.