J•••••• L• G•••

Advisor at E•••••• A••••••• G••••• L••

OVERLAND PARK, KS | GREENWOOD VILLAGE, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42690427-868c-3d59-8fd6-15156734ac4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Oct 28, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Jan 20, 2021	n/a	yes	OVERLAND PARK, KS\|GREENWOOD VILLAGE, CO	Current employment
W•••••• • R•••	Former SEC adviser	Mar 13, 2018	Dec 16, 2020	no	KANSAS CITY, MO\|SHAWNEE, KS\|INDEPENDENCE, MO\|EDMOND, OK\|OVERLAND PARK, KS\|Lees Summit, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	E•••••• A••••••• G••••• L••	Dec 16, 2020	Jan 20, 2021	35	Firm change	Other
E••••• J••••	W•••••• • R•••	Mar 1, 2018	Mar 13, 2018

Relationships

Registered with (9)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Jan 20, 2021 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Mar 13, 2018 to Dec 16, 2020factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 10, 2013 to Mar 1, 2018factForm ADV
→ O•••• F•• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42690427-868c-3d59-8fd6-15156734ac4a
First observed: Oct 28, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.