DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••••• L• G•••

E•••••• A••••••• G••••• L••BD affiliatedOverland Park, Ks dual registrantIAPD 2404132

Feed of 09/14/2026

Also filed as J•••••• L• G•••

At current firm

5 y

since Jan 20, 2021

In the industry

32 y

since Nov 16, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jan 20, 2021 · Overland Park, Ks
W•••••• • R••• former
Mar 13, 2018 to Dec 16, 2020 · Kansas City, Mo
E••••• J•••• national BD
Jun 10, 2013 to Mar 1, 2018 · Lee'S Summit, Mo
O•••• F•• I••• former
Jul 18, 2012 to Jun 8, 2013 · Olathe, Ks
N•• E•••••• S••••••••• C••••••••• former
May 14, 2012 to Jun 7, 2012 · Overland Park, Ks
E•••• S••••••••• L•• BD affiliated
May 11, 2009 to Apr 19, 2012 · Overland Park, Ks
C••••••• B•••••••• S•••••••• I•• former
Apr 27, 2007 to Apr 1, 2009 · Kansas City, Mo
V•• A••••••• S••••••• former
Mar 16, 2005 to Feb 28, 2007 · Overland Park, Ks
C•••••• S••••• • C••• I••• national BD
Oct 28, 1998 to Nov 29, 2004 · Overland Park, Ks

Moves

a registration end followed by a registration begin elsewhere

W•••••• • R••• to E•••••• A••••••• G••••• L••
left Dec 16, 2020, registered Jan 20, 2021 (35 days) · Other
E••••• J•••• to W•••••• • R•••
left Mar 1, 2018, registered Mar 13, 2018 (12 days) · Other
O•••• F•• I••• to E••••• J••••
left Jun 8, 2013, registered Jun 10, 2013 (2 days) · Other
N•• E•••••• S••••••••• C••••••••• to O•••• F•• I•••
left Jun 7, 2012, registered Jul 18, 2012 (41 days) · Other
E•••• S••••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Apr 19, 2012, registered May 14, 2012 (25 days) · Other
C••••••• B•••••••• S•••••••• I•• to E•••• S••••••••• L••
left Apr 1, 2009, registered May 11, 2009 (40 days) · Other
V•• A••••••• S••••••• to C••••••• B•••••••• S•••••••• I••
left Feb 28, 2007, registered Apr 27, 2007 (58 days) · Other
C•••••• S••••• • C••• I••• to V•• A••••••• S•••••••
left Nov 29, 2004, registered Mar 16, 2005 (107 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address