DFX Intelligence

S•••••••• P•••••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

S•••••••• P•••••• C••••••• L••

CRD 289491

BIRMINGHAM, MI

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Search this name across graphsid dfx:ria:42737458-beaf-a848-f43a-33243ae7372f

Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 47
Dated events: 11
On other graphs: 2
Observed: Sep 11, 2017 to Mar 13, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S•••••••• P•••••• C••••••• L••

P•••••• equity manager · shared crd

Venture Capitalidentity

S•••••••• P•••••• C••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $172M••• Locked
Discretionary RAUM: $172M
P•••••• client RAUM: $0derived••• Locked
P•••••• client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

P•••••• funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S•••••••• P•••••• C•••••• F••• I• L•• • S••••• F••••	Venture Capital Fund	$326M	Mar 31, 2022	510	Sep 11, 2017	dropped	021-395103
S•••••••• P•••••• C•••••• F••• I• L•• • S••••• U•	Venture Capital Fund	$112M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• P••••••• M•	VICE PRESIDENT	Na	yes	07/2022	Mar 8, 2023	Oct 1, 2024
A•••••••• F•••••••	Cco	Na	yes	04/2022	Apr 26, 2022	Oct 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S•••••••• I••••••••• A•••••••• L••	n/a	Former SEC adviser	$3.9B	Y	yes	n/a
E••••••••• F•••••• L••	n/a	Former SEC adviser	$116M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	P•••••• funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$172M	$304M	-43.6%	$319M	-18.7%	4	4	0	0

Relationships

Affiliated with (3)

→ S•••••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
→ E••••••••• F•••••• L••Registered adviserother investment adviser, common control
factForm ADV
← S•••••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (40)

→ S•••••••• P•••••• C•••••• F••• I• L•• • S••••• B••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 13, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-133M
Occurred
Mar 8, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 26, 2022
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42737458-beaf-a848-f43a-33243ae7372f
First observed: Sep 11, 2017
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.