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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

ENLIGHTENED FINANCE LLC

CRD 282965

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65bbda87-7af8-1ae8-a25b-75246234d2c8

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 8
On other graphs: 0
Observed: Mar 14, 2023 to Mar 22, 2024
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $116MItem 5.F on the latest filing (2024-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $115M
Private client RAUM: $107MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 6
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 358
Individual clients: 98
High net worth clients: 32
SEC number: 801-127653
CRD: 282965
Filings on the tape: 5
First filed: Mar 14, 2023
Latest filed: Mar 22, 2024
Organised: Limited Liability Company, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MARTIN, ALEXANDER, LLOYD	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	08/2014	Mar 14, 2023	Mar 22, 2024
SCHECHTER, MARC, RODNEY	MANAGING MEMBER	D	yes	08/2013	Mar 14, 2023	Mar 22, 2024
ZIMMERMAN, JASON, REED	MANAGING MEMBER	D	yes	08/2013	Mar 14, 2023	Mar 22, 2024
VERNON INVESTMENTS LLC	LIMITED MEMBER	B	no	01/2017	Mar 14, 2023	Mar 22, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
SCHECHTER INVESTMENT ADVISORS, LLC	n/a	Former SEC adviser	$3.9B	N	no	n/a
ROBERT SCHECHTER AND ASSOCIATES	n/a	n/a	n/a	N	no	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN ANTONIO	TX	United States	2	no
MORGAN HILL	CA	United States	1	no
Elkhart	In	United States	1	no
Rochester	Mi	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 22, 2024	$116M	$115M	6	6	4	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$116M	n/a	n/a	n/a	n/a	6	n/a	4	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FINANCIAL TRANSPARENCY	2	Mar 14, 2025	Mar 31, 2025	SAN ANTONIO, TX	Team lift out	RIA to RIA	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
TRUSTEE EMPOWERMENT & PROTECTION, INC.	2	Sep 4, 2018	Jul 6, 2018	SAN ANTONIO, TX	Team lift out	Other	8.3%

Relationships

Affiliated with (3)

← SCHECHTER PRIVATE CAPITAL, LLCRegistered adviserother investment adviser, common control
factForm ADV
← SCHECHTER INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ SCHECHTER INVESTMENT ADVISORS, LLCRegistered adviserother investment adviser
factForm ADV

Controls (3)

← MARTIN, ALEXANDER, LLOYDOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 14, 2023 to presentfactForm ADV
← ZIMMERMAN, JASON, REEDOwnerMANAGING MEMBER, ownership code D, individual
Mar 14, 2023 to presentfactForm ADV
← SCHECHTER, MARC, RODNEYOwnerMANAGING MEMBER, ownership code D, individual
Mar 14, 2023 to presentfactForm ADV

Owns (1)

← VERNON INVESTMENTS LLCOwnerLIMITED MEMBER, ownership code B, domestic entity
Mar 14, 2023 to presentfactForm ADV

Moved with (2)

→ FINANCIAL TRANSPARENCYRegistered adviser2 advisors, team lift out, same day
Mar 14, 2025 to Mar 31, 2025factForm ADV
← TRUSTEE EMPOWERMENT & PROTECTION, INC.Registered adviser2 advisors, team lift out, same day
Sep 4, 2018 to Jul 6, 2018factForm ADV

Registered with (7)

← ALEXANDER LLOYD MARTINAdvisorregistration: previous registration
Jun 6, 2016 to Mar 25, 2025factForm ADV
← THOMAS J. DELPUPAdvisorregistration: previous registration
May 9, 2018 to Mar 14, 2025factForm ADV
← STEVEN BANKLERAdvisorregistration: previous registration
Jul 6, 2018 to Mar 14, 2025factForm ADV
← GINA ELIZABETH VALORZAdvisorregistration: previous registration
Jul 6, 2018 to Mar 14, 2025factForm ADV
← EDWARD ANTHONY BAILSAdvisorregistration: previous registration
Oct 6, 2021 to Sep 6, 2024factForm ADV
← GERALD LEE KANEAdvisorregistration: previous registration
May 7, 2018 to Oct 28, 2019factForm ADV
← RICHARD JOSEPH ELIASAdvisorregistration: previous registration
Aug 24, 2018 to Aug 21, 2019factForm ADV

Dated events

Occurred
May 2, 2025
Left the SEC roster
Enlightened Finance Llc no longer on the SEC adviser roster (last listed 2025-03-06, RAUM $116.3M)
Form ADVobserved 5 days ago
$116M
Occurred
Mar 25, 2025
Advisor changed firm
Alexander Lloyd Martin left Enlightened Finance Llc for Trustee Empowerment & Protection, Inc. (registered 2016-07-01)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2025
Team lift-out
2 advisors left Enlightened Finance LLC (San Antonio, TX) for Financial Transparency on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 14, 2025
Advisor changed firm
Steven Bankler left Enlightened Finance Llc for Financial Transparency (registered 2025-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2025
Advisor changed firm
Gina Elizabeth Valorz left Enlightened Finance Llc for Financial Transparency (registered 2025-03-31)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2025
Advisor changed firm
Thomas J. Delpup left Enlightened Finance Llc for Financial Transparency (registered 2025-03-27)
Form ADVobserved 5 days ago
Occurred
Sep 6, 2024
Advisor changed firm
Edward Anthony Bails left Enlightened Finance Llc for Fortified Wealth (registered 2024-08-08)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2023
First Form ADV filing
Enlightened Finance Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:65bbda87-7af8-1ae8-a25b-75246234d2c8
First observed: Mar 14, 2023
Last observed: Mar 22, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ENLIGHTENED FINANCE LLC

CRD 282965

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:65bbda87-7af8-1ae8-a25b-75246234d2c8

Data as of Mar 22, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:26 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MARTIN, ALEXANDER, LLOYD

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2014

Mar 14, 2023

Mar 22, 2024

SCHECHTER, MARC, RODNEY

MANAGING MEMBER

yes

08/2013

Mar 14, 2023

Mar 22, 2024

ZIMMERMAN, JASON, REED

MANAGING MEMBER

yes

08/2013

Mar 14, 2023

Mar 22, 2024

VERNON INVESTMENTS LLC

LIMITED MEMBER

01/2017

Mar 14, 2023

Mar 22, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

SCHECHTER INVESTMENT ADVISORS, LLC

n/a

Former SEC adviser

$3.9B

n/a

ROBERT SCHECHTER AND ASSOCIATES

n/a

City

State

Country

Employees

Also broker-dealer

SAN ANTONIO

United States

MORGAN HILL

United States

Elkhart

United States

Rochester

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 22, 2024

$116M

$115M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$116M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FINANCIAL TRANSPARENCY

Mar 14, 2025

Mar 31, 2025

SAN ANTONIO, TX

Team lift out

RIA to RIA

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

TRUSTEE EMPOWERMENT & PROTECTION, INC.

Sep 4, 2018

Jul 6, 2018

SAN ANTONIO, TX

Team lift out

Other

8.3%