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Advisor at MAIA WEALTH
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIA WEALTH | Independent wealth | May 10, 2021 | n/a | yes | DENVER, CO|DENVER, CO | Current employment |
| TRILOGY CAPITAL, INC. | Independent wealth | Nov 23, 2015 | May 13, 2021 | no | Denver, CO|IRVINE, CA | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Jan 8, 2008 | Dec 31, 2016 | no | DENVER, CO|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TRILOGY CAPITAL, INC. | MAIA WEALTH | May 13, 2021 | May 10, 2021 | -3 | Firm change | RIA to RIA |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | TRILOGY CAPITAL, INC. | Dec 31, 2016 | Nov 23, 2015 | -404 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:281597:CA:2016-12-31 | Dec 31, 2016 | Nov 23, 2015 | LOS ANGELES, CA | Firm change after gap |