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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

KINGWOOD INVESTMENT GROUP

KINGWOOD INVESTMENT GROUP, LLC, CRD 330330

KINGWOOD, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42760d8b-2f36-9fcc-7703-743fbbe257ac

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Dec 10, 2025 to Mar 20, 2026
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $127MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $127M
Private client RAUM: $126MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $25.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 439
Individual clients: 228
High net worth clients: 16
Custody, client assets: $23.3M
SEC number: 801-134979
CRD: 330330
Filings on the tape: 3
First filed: Dec 10, 2025
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, TX
Website: thekig.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
GARY ROY ALDEN	n/a	KINGWOOD, TX	2	31	3	no
CHRISTOPHER ALAN ALDEN	n/a	KINGWOOD, TX	2	10	1	no
TERRI A CANTERBURY	n/a	KINGWOOD, TX \| GALVESTON, TX	1	19	3	no
ALEXANDER JOSEPH LIEPMAN	n/a	KINGWOOD, TX	1	10	1	no
CONOR PATRICK MULLENS	n/a	KINGWOOD, TX	0	11	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALDEN, GARY, ROY	Ceo	D	yes	04/2024	Mar 20, 2026	Mar 20, 2026
MULLENS, CONOR, PATRICK	VICE PRESIDENT	Na	yes	12/2025	Mar 20, 2026	Mar 20, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 1 of 2

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$127M	$127M	7	5	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$127M	n/a	n/a	n/a	n/a	7	n/a	0	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
NEXT FINANCIAL GROUP, INC.	2	Oct 18, 2024	May 9, 2024	KINGWOOD, TX	Team lift out	Ibd to RIA	0.7%

Relationships

Controls (2)

← MULLENS, CONOR, PATRICKOwnerVICE PRESIDENT, ownership code NA, individual
Mar 20, 2026 to presentfactForm ADV
← ALDEN, GARY, ROYOwnerCEO, ownership code D, individual
Mar 20, 2026 to presentfactForm ADV

Registered with (5)

← CONOR PATRICK MULLENSAdvisorregistration: current employment
Dec 8, 2025 to presentfactForm ADV
← ALEXANDER JOSEPH LIEPMANAdvisorregistration: current employment
May 16, 2025 to presentfactForm ADV
← TERRI A CANTERBURYAdvisorregistration: current employment
Apr 1, 2025 to presentfactForm ADV
← GARY ROY ALDENAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← CHRISTOPHER ALAN ALDENAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV

Moved with (1)

← NEXT FINANCIAL GROUP, INC.Registered adviser2 advisors, team lift out, same day
Oct 18, 2024 to May 9, 2024factForm ADV

Dated events

Occurred
Oct 18, 2024
Team lift-out
2 advisors left Next Financial Group, Inc. (Kingwood, TX) for Kingwood Investment Group on the same day
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42760d8b-2f36-9fcc-7703-743fbbe257ac
First observed: Dec 10, 2025
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KINGWOOD INVESTMENT GROUP

KINGWOOD INVESTMENT GROUP, LLC, CRD 330330

KINGWOOD, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42760d8b-2f36-9fcc-7703-743fbbe257ac

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:31 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

GARY ROY ALDEN

n/a

KINGWOOD, TX

CHRISTOPHER ALAN ALDEN

n/a

KINGWOOD, TX

TERRI A CANTERBURY

n/a

KINGWOOD, TX | GALVESTON, TX

ALEXANDER JOSEPH LIEPMAN

n/a

KINGWOOD, TX

CONOR PATRICK MULLENS

n/a

KINGWOOD, TX

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALDEN, GARY, ROY

Ceo

yes

04/2024

Mar 20, 2026

MULLENS, CONOR, PATRICK

VICE PRESIDENT

yes

12/2025

Mar 20, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$127M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$127M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

NEXT FINANCIAL GROUP, INC.

Oct 18, 2024

May 9, 2024

KINGWOOD, TX

Team lift out

Ibd to RIA

0.7%