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RIA / WealthAdvisor19 years in industry

TERRI A CANTERBURY

Advisor at KINGWOOD INVESTMENT GROUP

KINGWOOD, TX | GALVESTON, TX

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Search this name across graphsid dfx:ria:d82ef4a3-f6ea-cbb2-e062-5467fd3fa0b5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGWOOD INVESTMENT GROUP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 22, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 27, 2013
First registration: Jan 22, 2007
Dual registered: no
Other names: TERRI ANN CANTERBURY|TERRI A LIEPMAN|TERRI ANN LIEPMAN
IAPD individual key: 2972916

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGWOOD INVESTMENT GROUP	Independent wealth	Apr 1, 2025	n/a	yes	KINGWOOD, TX\|GALVESTON, TX	Current employment
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Jan 2, 2020	Apr 1, 2025	no	GALVESTON, TX\|KINGWOOD, TX\|GALVESTON, TX\|HOUSTON, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Sep 4, 2013	Dec 31, 2019	no	OMAHA, NE\|CONROE, TX	Previous registration
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Jan 22, 2007	Dec 31, 2007	no	TROY, NY\|ALBANY, NY\|ALBANY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NEXT FINANCIAL GROUP, INC.	KINGWOOD INVESTMENT GROUP	Apr 1, 2025	Apr 1, 2025	0	Firm change	Ibd to RIA
CETERA ADVISOR NETWORKS LLC	NEXT FINANCIAL GROUP, INC.	Dec 31, 2019	Jan 2, 2020	2	Firm change	Ibd to ibd
HSBC SECURITIES (USA) INC.	CETERA ADVISOR NETWORKS LLC	Dec 31, 2007	Sep 4, 2013	2,074	Firm change after gap	Other

Relationships

Registered with (4)

→ KINGWOOD INVESTMENT GROUPRegistered adviserregistration: current employment
Apr 1, 2025 to presentfactForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jan 2, 2020 to Apr 1, 2025factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Sep 4, 2013 to Dec 31, 2019factForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Jan 22, 2007 to Dec 31, 2007factForm ADV

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
Terri A Canterbury left Next Financial Group, Inc. for Kingwood Investment Group (registered 2025-04-01)
Form ADVobserved 5 days ago