DFX Intelligence

J••••• R•••••• A••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst25 years in industry

J••••• R•••••• A••

Advisor at O•• C•••• W••••• P•••••••

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:42845f45-469e-7aa9-b80c-4745850a8df1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• C•••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•• C•••• W••••• P•••••••	Independent wealth	Jul 23, 2024	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
S••••••••• P•••••• C•••••• M••••••••• L••	Other adviser	Jun 5, 2014	Jul 31, 2024	no	DENVER, CO\|COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• P•••••• C•••••• M••••••••• L••	O•• C•••• W••••• P•••••••	Jul 31, 2024	Jul 23, 2024	-8	Firm change	RIA to new firm
M••••• S•••••• D• I•••	S••••••••• P•••••• C•••••• M••••••••• L••	Dec 18, 2002	Jun 5, 2014

Relationships

Registered with (3)

→ O•• C•••• W••••• P•••••••Registered adviserregistration: current employment
Jul 23, 2024 to presentfactForm ADV
→ S••••••••• P•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 5, 2014 to Jul 31, 2024factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Nov 26, 2002 to Dec 18, 2002factForm ADV

Dated events

Occurred
Jul 31, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42845f45-469e-7aa9-b80c-4745850a8df1
First observed: Nov 26, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.