DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

AMY LYNN BETTS

Advisor at BEAM WEALTH ADVISORS, INC.

Denver, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4285f4fe-25fc-dfa0-85fd-c286e698b4fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BEAM WEALTH ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 12, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 12, 2003
First registration: Feb 13, 2003
Dual registered: yes, broker-dealer
Other names: AMY L MCCABE|AMY L MCCABE|AMY LYNN WIERLING
IAPD individual key: 4154449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BEAM WEALTH ADVISORS, INC.	Independent wealth	Jun 7, 2019	n/a	yes	Denver, CO	Current employment
STRATEGIC FINANCIAL CONCEPTS, LLC	Independent wealth	Feb 16, 2010	Dec 31, 2012	no	WEST PALM BEACH, FL	Previous registration
MUTUAL SERVICE CORPORATION	n/a	Mar 15, 2006	Nov 2, 2009	no	BOSTON, MA	Previous registration
CONCOURSE FINANCIAL GROUP ADVISORS	Former SEC adviser	Feb 13, 2003	Nov 11, 2005	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC FINANCIAL CONCEPTS, LLC	BEAM WEALTH ADVISORS, INC.	Dec 31, 2012	Jun 7, 2019	2,349	Firm change after gap	Other
MUTUAL SERVICE CORPORATION	STRATEGIC FINANCIAL CONCEPTS, LLC	Nov 2, 2009	Feb 16, 2010	106	Firm change	Other
CONCOURSE FINANCIAL GROUP ADVISORS	MUTUAL SERVICE CORPORATION	Nov 11, 2005	Mar 15, 2006	124	Firm change	Other

Relationships

Registered with (4)

→ BEAM WEALTH ADVISORS, INC.Registered adviserregistration: current employment
Jun 7, 2019 to presentfactForm ADV
→ STRATEGIC FINANCIAL CONCEPTS, LLCRegistered adviserregistration: previous registration
Feb 16, 2010 to Dec 31, 2012factForm ADV
→ MUTUAL SERVICE CORPORATIONRegistered adviserregistration: previous registration
Mar 15, 2006 to Nov 2, 2009factForm ADV
→ CONCOURSE FINANCIAL GROUP ADVISORSRegistered adviserregistration: previous registration
Feb 13, 2003 to Nov 11, 2005factForm ADV

Dated events

No dated event names this entity yet.