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Advisor at CETERA INVESTMENT ADVISERS LLC
Elk Grove Village, IL | Estero, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 27, 2025 | n/a | yes | Estero, FL|Elk Grove Village, IL | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Apr 24, 2025 | Sep 5, 2025 | no | Estero, FL|Elk Grove Village, IL | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jan 14, 2022 | Jan 31, 2025 | no | DALLAS, TX|Trabuco Canyon, CA|Estero, FL | Previous registration |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Former SEC adviser | Apr 21, 2020 | Dec 17, 2021 | no | Trabuco Canyon, CA|OLYMPIA, WA | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 28, 2018 | Jul 17, 2019 | no | EL SEGUNDO, CA | Previous registration |
| ASSETMARK, INC. | Bd affiliated wealth | Mar 25, 2015 | Jan 29, 2018 | no | CASTLE ROCK, CO | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Aug 5, 2013 | Mar 26, 2015 | no | Fort Washington, PA | Previous registration |
| ASSETMARK, INC. | Bd affiliated wealth | Oct 6, 2009 | Jun 7, 2013 | no | CONCORD, CA | Previous registration |
| ICON ADVISERS, INC. | Other adviser | Dec 19, 2005 | Sep 9, 2009 | no | GREENWOOD VILLAGE, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | Sep 5, 2025 | Aug 27, 2025 | -9 | Bulk transfer | Ibd to ibd |
| FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | AVANTAX ADVISORY SERVICES | Dec 17, 2021 | Jan 14, 2022 | 28 | Firm change | RIA to ibd |
| CETERA ADVISOR NETWORKS LLC | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | Jul 17, 2019 | Apr 21, 2020 | 279 | Firm change | Ibd to RIA |
| ASSETMARK, INC. | CETERA ADVISOR NETWORKS LLC | Jan 29, 2018 | Feb 28, 2018 | 30 | Firm change | Other |
| LINCOLN INVESTMENT | ASSETMARK, INC. | Mar 26, 2015 | Mar 25, 2015 | -1 | Firm change | Other |
| ASSETMARK, INC. | LINCOLN INVESTMENT | Jun 7, 2013 | Aug 5, 2013 | 59 | Firm change | Other |
| ICON ADVISERS, INC. | ASSETMARK, INC. | Sep 9, 2009 | Oct 6, 2009 | 27 | Firm change | Other |