DFX Intelligence
Reading the graph
Reading the graph
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Advisor at L•• F•••••••• L••
TWINSBURG, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jul 29, 2024 | n/a | yes | TWINSBURG, OH | Current employment |
| S•• | Bd affiliated wealth | Aug 1, 2022 | Jul 30, 2024 | no | ANN ARBOR, MI|Twinsburg, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| S•• | L•• F•••••••• L•• | Jul 30, 2024 | Jul 29, 2024 | -1 | Firm change | Ibd to ibd |
| W••••••• F•••••••• S•••••••• I••• | S•• | Aug 1, 2022 | Aug 1, 2022 |
| W••••••• F•••••••• S•••••••• I••• |
| Former SEC adviser |
| Mar 1, 2019 |
| Aug 1, 2022 |
| no |
| TWINSBURG, OH |
| Previous registration |
| Q•••••• A•••• M••••••••• I••• | Former SEC adviser | Apr 3, 2015 | Mar 1, 2019 | no | TWINSBURG, OH|MINNEAPOLIS, MN | Previous registration |
| N••• F•••••••• G••••• I••• | Former SEC adviser | Apr 2, 2009 | Apr 9, 2015 | no | TWINDSBURG, OH|HOUSTON, TX | Previous registration |
| T•••• A•••••••• L•• | Former SEC adviser | Oct 25, 2006 | Apr 1, 2009 | no | ATLANTA, GA|TWINSBURG, OH | Previous registration |
| Q•• F•••••••• L•• | n/a | Sep 23, 2005 | Oct 24, 2006 | no | TWINSBURG, OH | Previous registration |
| T••••••••• F•••••••• A•••••••• L•• | Bd affiliated wealth | Aug 15, 2000 | Oct 3, 2005 | no | TWINSBURG, OH | Previous registration |
| Firm change |
| Ibd to ibd |
| Q•••••• A•••• M••••••••• I••• | W••••••• F•••••••• S•••••••• I••• | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| N••• F•••••••• G••••• I••• | Q•••••• A•••• M••••••••• I••• | Apr 9, 2015 | Apr 3, 2015 | -6 | Firm change | Other |
| T•••• A•••••••• L•• | N••• F•••••••• G••••• I••• | Apr 1, 2009 | Apr 2, 2009 | 1 | Firm change | Other |
| Q•• F•••••••• L•• | T•••• A•••••••• L•• | Oct 24, 2006 | Oct 25, 2006 | 1 | Firm change | Other |
| T••••••••• F•••••••• A•••••••• L•• | Q•• F•••••••• L•• | Oct 3, 2005 | Sep 23, 2005 | -10 | Firm change | Other |