DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• W•••••• F•••

L•• F•••••••• L••BD affiliatedTwinsburg, Ohdual registrantIAPD 215316

Chartered Financial Consultant

Feed of 09/14/2026

At current firm

2 y

since Jul 29, 2024

In the industry

44 y

since Jan 1, 1982 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jul 29, 2024 · Twinsburg, Oh
S•• BD affiliated
Aug 1, 2022 to Jul 30, 2024 · Ann Arbor, Mi
W••••••• F•••••••• S•••••••• I••• former
Mar 1, 2019 to Aug 1, 2022 · Twinsburg, Oh
Q•••••• A•••• M••••••••• I••• former
Apr 3, 2015 to Mar 1, 2019 · Twinsburg, Oh
N••• F•••••••• G••••• I••• former
Apr 2, 2009 to Apr 9, 2015 · Twindsburg, Oh
T•••• A•••••••• L•• former
Oct 25, 2006 to Apr 1, 2009 · Atlanta, Ga
Q•• F•••••••• L•• unclassified
Sep 23, 2005 to Oct 24, 2006 · Twinsburg, Oh
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Aug 15, 2000 to Oct 3, 2005 · Twinsburg, Oh

Moves

a registration end followed by a registration begin elsewhere

S•• to L•• F•••••••• L••
left Jul 30, 2024, registered Jul 29, 2024 (-1 days) · Affiliated broker-dealer or bank to another
W••••••• F•••••••• S•••••••• I••• to S••
left Aug 1, 2022, registered Aug 1, 2022 (0 days) · Affiliated broker-dealer or bank to another
Q•••••• A•••• M••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Mar 1, 2019, registered Mar 1, 2019 (0 days) · corporate re-registration, not a move
N••• F•••••••• G••••• I••• to Q•••••• A•••• M••••••••• I•••
left Apr 9, 2015, registered Apr 3, 2015 (-6 days) · Other
T•••• A•••••••• L•• to N••• F•••••••• G••••• I•••
left Apr 1, 2009, registered Apr 2, 2009 (1 days) · Other
Q•• F•••••••• L•• to T•••• A•••••••• L••
left Oct 24, 2006, registered Oct 25, 2006 (1 days) · Other
T••••••••• F•••••••• A•••••••• L•• to Q•• F•••••••• L••
left Oct 3, 2005, registered Sep 23, 2005 (-10 days) · Other

Signals

J•••• W•••••• F••• left Spc for L•• F•••••••• L•• (registered 2024-07-29)
Jul 30, 2024 · Advisor changed firm · fact
J•••• W•••••• F••• left W••••••• F•••••••• S•••••••• I••• for Spc (registered 2022-08-01)
Aug 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 44derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address