J•••• H•••••••

Advisor at S••• W••••• L••

Jacksonville, FL | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4299f5cd-9373-9adb-f17d-6e8a20ca7022

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jan 15, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• W••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 15, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• W••••• L••	Bd affiliated wealth	Jan 13, 2026	n/a	yes	Jacksonville, FL\|SAN FRANCISCO, CA	Current employment
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Feb 13, 2024	Aug 26, 2025	no	GREENWOOD VILLAGE, CO\|Fleming Island, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••• A••••••• G••••• L••	S••• W••••• L••	Aug 26, 2025	Jan 13, 2026	140	Firm change	Ibd to ibd
C•••••••• G••••• M•••••• I•••	E•••••• A••••••• G••••• L••	Jan 31, 2023	Feb 13, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:112058:FL:2023-01-31	Jan 31, 2023	Feb 13, 2024	JACKSONVILLE, FL	Firm change

Relationships

Registered with (6)

→ S••• W••••• L••Registered adviserregistration: current employment
Jan 13, 2026 to presentfactForm ADV
→ E•••••• A••••••• G••••• L••Registered adviserregistration: previous registration
Feb 13, 2024 to Aug 26, 2025factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Jan 3, 2022 to Jan 31, 2023factForm ADV
→ C•••••• W••••• A••••••• G••••

Dated events

Occurred
Aug 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4299f5cd-9373-9adb-f17d-6e8a20ca7022
First observed: Jan 15, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.