This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

B. RILEY WEALTH ADVISORS, INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Apr 11, 1986earliest registration or exam on IAPD

Years in industry

40derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S65|S63

First exam

Apr 11, 1986

First registration

Jun 10, 2009

Dual registered

yes, broker-dealer

IAPD individual key

1458667

• Occurred

  Apr 27, 2022
  Advisor changed firm

  Kenneth Joseph Mcandress left Stifel, Nicolaus & Company, Incorporated for B. Riley Wealth Advisors, Inc. (registered 2022-08-26)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:42a1160c-8de6-1e04-7953-3fa03c0123fa

First observed

Jun 10, 2009

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.