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RIA / WealthPrivate fundprivate equity fund3(c)(1)3(c)(7)dropped

SWEETWATER II C LLC

advised by SWEETWATER PRIVATE EQUITY

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42a1a502-8741-0558-ec9d-29e716fc362c

Data as of Oct 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Nov 4, 2019 to Oct 30, 2020
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Sweetwater II C LLC

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: SWEETWATER PRIVATE EQUITYCRD 297613
Fund type: Private Equity Fund
Latest reported GAV: $20.9Mgross asset value on Schedule D 7.B(1), as of 2020-10-30; never fund size
Peak reported GAV: $20.9M
Beneficial owners: 1
Minimum investment: $5.0M
Owned by the adviser: 10000%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: yes
Organised in: Delaware, United States
First reported: Nov 4, 2019
Last reported: Oct 30, 2020fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 7
Fund id: 805-3725810314

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Oct 30, 2020	$20.9M	1	$5.0M	10000.0%	yes	SWEETWATER II C LLC
May 28, 2020	$20.9M	1	$5.0M	10000.0%	yes	SWEETWATER II C LLC
Mar 23, 2020	$20.9M	1	$5.0M	10000.0%	yes	SWEETWATER II C LLC
Nov 4, 2019	$20.9M	1	$5.0M	10000.0%	yes	SWEETWATER II C LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	NEW YORK	New York	United States	no	8-7221
PACIFIC WESTERN BANK	PACIFIC WESTERN BANK	BEVERLY HILLS	California	United States	no	n/a

Relationships

Advises (1)

← SWEETWATER PRIVATE EQUITYRegistered adviserPrivate Equity Fund, IA, no longer reported
Nov 4, 2019 to Oct 30, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42a1a502-8741-0558-ec9d-29e716fc362c
First observed: Nov 4, 2019
Last observed: Oct 30, 2020 71 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SWEETWATER II C LLC

advised by SWEETWATER PRIVATE EQUITY

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42a1a502-8741-0558-ec9d-29e716fc362c

Data as of Oct 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:01 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Oct 30, 2020

$20.9M

$5.0M

10000.0%

yes

SWEETWATER II C LLC

May 28, 2020

$20.9M

$5.0M

10000.0%

yes

SWEETWATER II C LLC

Mar 23, 2020

$20.9M

$5.0M

10000.0%

yes

SWEETWATER II C LLC

Nov 4, 2019

$20.9M

$5.0M

10000.0%

yes

SWEETWATER II C LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

NEW YORK

New York

United States

8-7221

PACIFIC WESTERN BANK

BEVERLY HILLS

California

United States

n/a