DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Private fund

S••••••••• I• C• L••

Private Equity Fundadvised byS••••••••• P•••••• E•••••asset manager805-3725810314no longer reportedIAPD
Gross asset value
$20.9M
as of Oct 30, 2020; not a fund size
Peak GAV
$20.9M
highest filing
Owners
1
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
7 filings
Nov 4, 2019 to Oct 30, 2020
Reporting history
one row per Form ADV filing
Gross asset value$20.9M as of Oct 30, 2020
Nov 4, 2019$20.9M then
Owners1 as of Oct 30, 2020
Nov 4, 20191 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
yes, 100% of the adviser's clients investedreported
Form D file number
none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, New York
  • Pacific Western Bank
    Beverly Hills, California · LEI 549300A7DTSCJLJ33451
Across DFX
shared identifiers only
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
100%reportedadviser and related persons