This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HSBC SECURITIES (USA) INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 9, 2005earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

14derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

7

Exams

S66

First exam

Nov 9, 2005

First registration

Mar 20, 2006

Dual registered

yes, broker-dealer

Other names

KWEN CHUNG|KUN LIN CHUNG|KUN LIN CHUNG

IAPD individual key

5016139

Graph

RIA / Wealth Management

Canonical id

dfx:ria:42a8c46d-2a76-d5cf-ec16-a49d3c0729c9

First observed

Mar 20, 2006

Last observed

Sep 15, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.