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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHRISTOPHER ALLEN NEECE

Advisor at OSAIC WEALTH, INC.

Columbus, OH

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Search this name across graphsid dfx:ria:42a9a968-2f30-3c8e-b40f-25c96f6ae69a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 16, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Aug 10, 2001
First registration: Feb 16, 2007
Dual registered: yes, broker-dealer
Other names: Christopher Allen Neece|CHRIS NEECE|Christopher A Neece
IAPD individual key: 4234118

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	Columbus, OH	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Dec 16, 2022	Jan 19, 2024	no	Columbus, OH	Previous registration
MORGAN STANLEY	Wirehouse	Aug 24, 2017	Nov 29, 2018	no	Rochester, MI	Previous registration
OSAIC FA, INC.	Former SEC adviser	Jul 23, 2015	Nov 4, 2016	no	PICKERINGTON, OH\|RADNOR, PA\|FORT WAYNE, IN	Previous registration
MISSIONSQUARE RETIREMENT	Bd affiliated wealth	Sep 26, 2007	Jul 24, 2015	no	WASHINGTON, DC	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Feb 16, 2007	Sep 5, 2007	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	WOODBURY FINANCIAL SERVICES, INC.	Nov 29, 2018	Dec 16, 2022	1,478	Firm change after gap	Wirehouse to ibd
OSAIC FA, INC.	MORGAN STANLEY	Nov 4, 2016	Aug 24, 2017	293	Firm change	Other
MISSIONSQUARE RETIREMENT	OSAIC FA, INC.	Jul 24, 2015	Jul 23, 2015	-1	Firm change	Other
NATIONWIDE INVESTMENT ADVISORS, LLC	MISSIONSQUARE RETIREMENT	Sep 5, 2007	Sep 26, 2007	21	Firm change	Other

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Dec 16, 2022 to Jan 19, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Aug 24, 2017 to Nov 29, 2018factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Jul 23, 2015 to Nov 4, 2016factForm ADV
→ MISSIONSQUARE RETIREMENTRegistered adviserregistration: previous registration
Sep 26, 2007 to Jul 24, 2015factForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 16, 2007 to Sep 5, 2007factForm ADV

Dated events

No dated event names this entity yet.