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Advisor at MORGAN STANLEY
Waukesha, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 3, 2021 | n/a | yes | Waukesha, WI | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Mar 16, 2018 | May 27, 2021 | no | WAUKESHA, WI | Previous registration |
| B. C. ZIEGLER AND COMPANY | Former SEC adviser | Jun 26, 2009 | Mar 16, 2018 | no | WAUKESHA, WI|WEST BEND, WI|CHICAGO, IL | Previous registration |
| ALLSPRING FUNDS MANAGEMENT, LLC | Asset manager | Apr 11, 2005 | Jun 29, 2009 | no | MENOMONEE FALLS, WI | Previous registration |
| STRONG CAPITAL MANAGEMENT INC | n/a | May 25, 2000 | Dec 31, 2004 | no | MENOMONEE FALLS, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | MORGAN STANLEY | May 27, 2021 | Jun 3, 2021 | 7 | Firm change | Ibd to wirehouse |
| B. C. ZIEGLER AND COMPANY | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Mar 16, 2018 | Mar 16, 2018 | 0 | Bulk transfer | Other |
| ALLSPRING FUNDS MANAGEMENT, LLC | B. C. ZIEGLER AND COMPANY | Jun 29, 2009 | Jun 26, 2009 | -3 | Firm change | Other |
| STRONG CAPITAL MANAGEMENT INC | ALLSPRING FUNDS MANAGEMENT, LLC | Dec 31, 2004 | Apr 11, 2005 | 101 | Firm change | Other |