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Advisor at INTEGRITY ALLIANCE, LLC
AUSTIN, TX | Elgin, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | AUSTIN, TX|Elgin, IL | Current employment |
| LION STREET ADVISORS, LLC | Former SEC adviser | Aug 4, 2017 | Nov 3, 2025 | no | ELGIN, IL|Barrington, IL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Dec 21, 2007 | Jun 7, 2011 | no | DOWNERS GROVE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LION STREET ADVISORS, LLC | INTEGRITY ALLIANCE, LLC | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | LION STREET ADVISORS, LLC | Jun 7, 2011 | Aug 4, 2017 | 2,250 | Firm change after gap | Other |