DFX Intelligence

W•••••• P••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist34 years in industry

W•••••• P••• C••••

Advisor at M•• C•••••• M••••••••• L••

Ellicott City, MD

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Search this name across graphsid dfx:ria:42d22f7a-173f-51a4-f230-a2b1c26c0144

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 9, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• C•••••• M••••••••• L••	Independent wealth	Nov 25, 2025	n/a	yes	Ellicott City, MD	Current employment
C•••• P•••• A••••••• L••	Former SEC adviser	May 9, 2008	Dec 1, 2025	no	ELLICOTT CITY, MD\|Towson, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• P•••• A••••••• L••	M•• C•••••• M••••••••• L••	Dec 1, 2025	Nov 25, 2025	-6	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
108545:109807:MD:2025-12-01	Dec 1, 2025	Nov 25, 2025	TOWSON, MD	Firm change

Relationships

Registered with (2)

→ M•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 25, 2025 to presentfactForm ADV
→ C•••• P•••• A••••••• L••Registered adviserregistration: previous registration
May 9, 2008 to Dec 1, 2025factForm ADV

Dated events

Occurred
Dec 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42d22f7a-173f-51a4-f230-a2b1c26c0144
First observed: May 9, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.