DFX Intelligence

M•••••• D•••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

M•••••• D•••••• M•••••••

Advisor at M•••••

••• Locked

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Search this name across graphsid dfx:ria:42e53538-aa32-73d6-612f-9e2b662c7c10

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Nov 25, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Dec 18, 2013	n/a	yes	MORRISTOWN, NJ\|Kirkland, WA	Current employment
M•••••	State registered	Dec 16, 2005	n/a	yes	KIRKLAND, WA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••	P•••••• A•••••• G••••• L••	Dec 31, 2021	Dec 18, 2013	-2,935	Firm change after gap	Other
L•• F•••••••• L••	M•••••	Nov 2, 2015	Dec 16, 2005

Team moves

••• Locked

Team	Left	Joined	From	Kind
136554:155216:--:2021-12-31	Dec 31, 2021	Dec 18, 2013	n/a	Firm change after gap
6413:136554:WA:2015-10-28	Nov 2, 2015	Dec 16, 2005	KIRKLAND, WA	Firm change after gap

Relationships

Registered with (5)

→ P•••••• A•••••• G••••• L••Registered adviserregistration: current employment
Dec 18, 2013 to presentfactForm ADV
→ M•••••Registered adviserregistration: previous registration
Jan 19, 2010 to Dec 31, 2021factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 13, 2005 to Nov 2, 2015factForm ADV
→ A••••••• R••••••• G••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42e53538-aa32-73d6-612f-9e2b662c7c10
First observed: Mar 30, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.