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Advisor at GFM ASSET MANAGEMENT LLC
WEINFELDEN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GFM ASSET MANAGEMENT LLC | Independent wealth | Apr 15, 2024 | n/a | yes | Weinfelden | Current employment |
| GFM ASSET MANAGEMENT LLC | Independent wealth | Oct 30, 2023 | Dec 31, 2023 | no | Basel|WEINFELDEN | Previous registration |
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Feb 11, 2020 | May 1, 2023 | no | San Francisco, CA | Previous registration |
| SCHULTZ COLLINS | Former SEC adviser | Dec 28, 2001 | Mar 31, 2020 | no | SAN FRANCISCO, CA|SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | GFM ASSET MANAGEMENT LLC | May 1, 2023 | Oct 30, 2023 | 182 | Firm change | Ibd to RIA |
| SCHULTZ COLLINS | HIGHTOWER ADVISORS, LLC | Mar 31, 2020 | Feb 11, 2020 | -49 | Firm change after gap | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106964:145323:CA:2020-03-31 | Mar 31, 2020 | Feb 11, 2020 | SAN FRANCISCO, CA | Firm change after gap |