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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

SCHULTZ COLLINS

SCHULTZ COLLINS, INC., CRD 106964

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb6310ea-fde4-adc4-9eb0-be08f83c7e1b

Data as of Apr 3, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Apr 9, 2012 to Apr 3, 2019
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $846MItem 5.F on the latest filing (2019-04-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $534MderivedItem 5.D individuals plus high net worth individuals
Private client share: 63%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees: 8
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 170
Individual clients: 157
SEC number: 801-48362
CRD: 106964
Filings on the tape: 19
First filed: Apr 9, 2012
Latest filed: Apr 3, 2019
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
COLLINS, PATRICK, JAMES	PRESIDENT, DIRECTOR	D	yes	06/2016	Apr 9, 2012	Apr 3, 2019
LAWSON, KRISTOR, JOHN	MANAGING SHAREHOLDER, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR	D	yes	06/2016	Apr 9, 2012	Apr 3, 2019

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Washington	Dc	United States	1	no
Towson	Md	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 28, 2019	$846M	$0	8	8	3	n/a	n/a
2017	Mar 27, 2018	$898M	$0	7	5	3	n/a	n/a
2016	Mar 29, 2017	$810M	$0	8	5	n/a	n/a	n/a
2015	Mar 25, 2016	$732M	$0	8	5	n/a	n/a	n/a
2014	Mar 27, 2015	$724M	$0	8	5	n/a	n/a	n/a
2013	Mar 28, 2014	$2.9B	$0	9	9	n/a	n/a	n/a
2012	Apr 1, 2013	$2.3B	$0	9	9	n/a	n/a	n/a
2011	Apr 9, 2012	$2.1B	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$846M	$898M	-5.8%	$732M	5.0%	8	7	3	3

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HIGHTOWER ADVISORS, LLC	6	Mar 31, 2020	Feb 21, 2020	SAN FRANCISCO, CA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (2)

← COLLINS, PATRICK, JAMESOwnerPRESIDENT, DIRECTOR, ownership code D, individual
Apr 9, 2012 to presentfactForm ADV
← LAWSON, KRISTOR, JOHNOwnerMANAGING SHAREHOLDER, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR, ownership code D, individual
Apr 9, 2012 to presentfactForm ADV

Registered with (8)

← KRISTOR JOHN LAWSONAdvisorregistration: previous registration
Apr 5, 1995 to Mar 31, 2020factForm ADV
← KENNETH ALAN CLIFTAdvisorregistration: previous registration
Nov 24, 2014 to Mar 31, 2020factForm ADV
← JEREMY SCOTT WOLFAdvisorregistration: previous registration
Dec 28, 2001 to Mar 31, 2020factForm ADV
← MATTHEW SCOTT ECKMANAdvisorregistration: previous registration
Mar 29, 2019 to Mar 31, 2020factForm ADV
← HUY DUC LAMAdvisorregistration: previous registration
Oct 2, 2018 to Mar 31, 2020factForm ADV
← JENNIFER MAY WEIRAdvisorregistration: previous registration
Mar 1, 2019 to Mar 31, 2020factForm ADV
← JON CLARKE CHAMBERSAdvisorregistration: previous registration
Jul 8, 1997 to May 28, 2014factForm ADV
← JEFFREY HAWKINSAdvisorregistration: previous registration
Jun 24, 2002 to Apr 5, 2013factForm ADV

Moved with (1)

→ HIGHTOWER ADVISORS, LLCRegistered adviser6 advisors, firm absorbed, same day
Mar 31, 2020 to Feb 21, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb6310ea-fde4-adc4-9eb0-be08f83c7e1b
First observed: Apr 9, 2012
Last observed: Apr 3, 2019 90 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SCHULTZ COLLINS

SCHULTZ COLLINS, INC., CRD 106964

SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb6310ea-fde4-adc4-9eb0-be08f83c7e1b

Data as of Apr 3, 2019 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:02 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

COLLINS, PATRICK, JAMES

PRESIDENT, DIRECTOR

yes

06/2016

Apr 9, 2012

Apr 3, 2019

LAWSON, KRISTOR, JOHN

MANAGING SHAREHOLDER, SECRETARY, TREASURER, CHIEF COMPLIANCE OFFICER, DIRECTOR

yes

06/2016

Apr 9, 2012

Apr 3, 2019

City

State

Country

Employees

Also broker-dealer

Washington

United States

Towson

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 28, 2019

$846M

n/a

2017

Mar 27, 2018

$898M

n/a

2016

Mar 29, 2017

$810M

n/a

2015

Mar 25, 2016

$732M

n/a

2014

Mar 27, 2015

$724M

n/a

2013

Mar 28, 2014

$2.9B

n/a

2012

Apr 1, 2013

$2.3B

n/a

2011

Apr 9, 2012

$2.1B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$846M

$898M

-5.8%

$732M

5.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HIGHTOWER ADVISORS, LLC

Mar 31, 2020

Feb 21, 2020

SAN FRANCISCO, CA

Firm absorbed

RIA to ibd

100.0%