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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PHILADELPHIA, PA | WESTLAKE VILLAGE, CA | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 8, 2018 | n/a | yes | Charlotte, NC|PHILADELPHIA, PA|WESTLAKE VILLAGE, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 9, 2014 | Oct 11, 2018 | no | CHESTERBROOK, PA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 27, 2014 | no | Bryn Mawr, PA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Apr 18, 2008 | Jun 1, 2009 | no | BRYN MAWR, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 11, 2018 | Oct 8, 2018 | -3 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY | WELLS FARGO ADVISORS | May 27, 2014 | May 9, 2014 | -18 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:PA:2018-10-11 | Oct 11, 2018 | Oct 8, 2018 | CHESTERBROOK, PA | Firm change |