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RIA / WealthAdvisor28 years in industry

ARTHUR XAVIER DUFFY

Advisor at PATHSTONE

ENGLEWOOD, NJ | PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42f7120e-0177-42e3-3184-cf4aa0fa1405

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 2
Observed: Dec 11, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Arthur Xavier Duffy

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

Arthur Xavier Duffy

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PATHSTONE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Nov 14, 2001
First registration: Dec 11, 2002
Dual registered: no
IAPD individual key: 4604318

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Pathstone	Independent wealth	Mar 9, 2023	n/a	yes	ENGLEWOOD, NJ\|PROVIDENCE, RI	Current employment
REX CAPITAL ADVISORS, LLC	Former SEC adviser	Dec 11, 2002	Mar 8, 2023	no	PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
REX CAPITAL ADVISORS, LLC	Pathstone	Mar 8, 2023	Mar 9, 2023	1	Firm change	RIA to RIA

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
123796:151736:RI:2023-03-08	Mar 8, 2023	Mar 9, 2023	PROVIDENCE, RI	Firm change

Relationships

Registered with (2)

→ PATHSTONERegistered adviserregistration: current employment
Mar 9, 2023 to presentfactForm ADV
→ REX CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
Dec 11, 2002 to Mar 8, 2023factForm ADV

Dated events

Occurred
Mar 8, 2023
Advisor changed firm
Arthur Xavier Duffy left Rex Capital Advisors, Llc for Pathstone (registered 2023-03-09)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:42f7120e-0177-42e3-3184-cf4aa0fa1405
First observed: Dec 11, 2002
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ARTHUR XAVIER DUFFY

Advisor at PATHSTONE

ENGLEWOOD, NJ | PROVIDENCE, RI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:42f7120e-0177-42e3-3184-cf4aa0fa1405

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:56 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

Pathstone

Independent wealth

Mar 9, 2023

n/a

yes

ENGLEWOOD, NJ|PROVIDENCE, RI

Current employment

REX CAPITAL ADVISORS, LLC

Former SEC adviser

Dec 11, 2002

Mar 8, 2023

PROVIDENCE, RI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

REX CAPITAL ADVISORS, LLC

Pathstone

Mar 8, 2023

Mar 9, 2023

Firm change

RIA to RIA

Team

Left

Joined

From

Kind

123796:151736:RI:2023-03-08

Mar 8, 2023

Mar 9, 2023

PROVIDENCE, RI

Firm change