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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Sep 4, 2020 | n/a | yes | Atlanta, GA|Atlanta, GA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 7, 2011 | Sep 14, 2020 | no | ATLANTA, GA|ATLANTA, GA|WEEHAWKEN, NJ|ATLANTA, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jan 4, 2011 | no | Atlanta, GA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Feb 23, 2009 | Jun 1, 2009 | no | ATLANTA, GA|ATLANTA, GA|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 14, 2020 | Sep 4, 2020 | -10 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | Jan 4, 2011 | Jan 7, 2011 | 3 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |