DFX Intelligence

E••••• R••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

E••••• R••••• P•••••

Advisor at C•••••• A••••••• S•••••••• L••

Debary, FL | DALLAS, TX

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Search this name across graphsid dfx:ria:43115fae-e2f3-030b-6b6d-f6ce52ace083

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 29, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• S•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• S•••••••• L••	Independent wealth	Jan 1, 2026	n/a	yes	Debary, FL\|DALLAS, TX	Current employment
S••	Bd affiliated wealth	Jan 9, 2007	Oct 22, 2012	no	TAMPA, FL\|CLEARWATER, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••	C•••••• A••••••• S•••••••• L••	Oct 22, 2012	Jan 1, 2026	4,819	Firm change after gap	Other
M•• F•••••••• S•••••••• I•••	S••	Dec 13, 2006	Jan 9, 2007

Relationships

Registered with (4)

→ C•••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S••Registered adviserregistration: previous registration
Jan 9, 2007 to Oct 22, 2012factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jul 15, 2005 to Dec 13, 2006factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:43115fae-e2f3-030b-6b6d-f6ce52ace083
First observed: Aug 29, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.