RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• R••••• P•••••
- C•••••• A••••••• S•••••••• L•• independent RIA currentsince Jan 1, 2026 · Debary, Fl
- S•• BD affiliatedJan 9, 2007 to Oct 22, 2012 · Tampa, Fl
- M•• F•••••••• S•••••••• I••• formerJul 15, 2005 to Dec 13, 2006 · Orlando, Fl
- V••• F•••••••• A•••••••• I••• BD affiliatedAug 29, 2001 to Mar 23, 2005 · Lady Lake, Fl
- S•• to C•••••• A••••••• S•••••••• L••left Oct 22, 2012, registered Jan 1, 2026 (4819 days) · Other
- M•• F•••••••• S•••••••• I••• to S••left Dec 13, 2006, registered Jan 9, 2007 (27 days) · Other
- V••• F•••••••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Mar 23, 2005, registered Jul 15, 2005 (114 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address