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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CORVALLIS, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 22, 2018 | n/a | yes | CORVALLIS, OR | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 23, 2017 | Aug 30, 2018 | no | CORVALLIS, OR | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jun 20, 2008 | Jun 23, 2017 | no | CORVALLIS, OR | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 15, 2002 | Jun 26, 2008 | no | CORVALLIS, OR|CORVALLIS, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 30, 2018 | Aug 22, 2018 | -8 | Firm change | Wirehouse to ibd |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | Jun 23, 2017 | Jun 23, 2017 | 0 | Channel change | Wirehouse to wirehouse |
| RBC CAPITAL MARKETS, LLC | WELLS FARGO ADVISORS | Jun 26, 2008 | Jun 20, 2008 | -6 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 11025:149018:OR:2018-08-28 | Aug 30, 2018 | Aug 22, 2018 | CORVALLIS, OR | Firm change |