DFX Intelligence

M••• S•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

M••• S•••••• B•••••

Advisor at W•••• F•••• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:431858a1-07d5-0d88-88b8-a3025c4f4af4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 16, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 29, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 29, 2023	n/a	yes	DEWITT, NY\|NEW YORK, NY\|Williamsville, NY\|BEACHWOOD, OH	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jan 10, 2022	Sep 6, 2023	no	Brooklyn, NY\|Williamsville, NY\|Williamsville, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	W•••• F•••• A•••••••	Sep 6, 2023	Aug 29, 2023	-8	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Jan 11, 2022	Jan 10, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:11025:NY:2023-09-06	Sep 6, 2023	Aug 29, 2023	BROOKLYN, NY	Firm change
11025:149018:NY:2022-01-11	Jan 11, 2022	Jan 10, 2022	SYRACUSE, NY	Firm change
149777:11025:NY:2015-05-28	May 28, 2015	Jun 8, 2015	WILLIAMSVILLE, NY	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 8, 2015 to Jan 11, 2022factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 10, 2022 to Sep 6, 2023factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Mar 26, 2010 to May 28, 2015factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
M••• S•••••• B••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for W•••• F•••• A••••••• (registered 2023-08-29)
Form ADVobserved 7 days ago
Occurred
Jan 11, 2022
Advisor changed firm
M••• S•••••• B••••• left W•••• F•••• A••••••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2022-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:431858a1-07d5-0d88-88b8-a3025c4f4af4
First observed: Feb 16, 1996
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.