DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at D••• D••••••• • C••
DENVER, CO | COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• D••••••• • C•• | Independent wealth | Sep 24, 2021 | n/a | yes | DENVER, CO|COLORADO SPRINGS, CO | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Mar 21, 2012 | Sep 28, 2021 | no | Lone Tree, CO|Denver, CO|DENVER, CO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | D••• D••••••• • C•• | Sep 28, 2021 | Sep 24, 2021 | -4 | Firm change | Ibd to RIA |
| T• R••• P•••• A••••••• S•••••••• I••• | A••••••••• F•••••••• S•••••••• L•• | Feb 28, 2012 | Mar 21, 2012 |
| T• R••• P•••• A••••••• S•••••••• I••• | Bd affiliated wealth | Jan 21, 2009 | Feb 28, 2012 | no | COLORADO SPRINGS, CO | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jun 20, 2007 | Nov 18, 2008 | no | COLORADO SPRINGS, CO | Previous registration |
| 22 |
| Firm change |
| Other |
| A••••••••• A•••••• S•••••••• I••• | T• R••• P•••• A••••••• S•••••••• I••• | Nov 18, 2008 | Jan 21, 2009 | 64 | Firm change | Other |