DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at FIFTH THIRD SECURITIES, INC.
Rochester Hills, MI | Bloomfield Hills, MI | Rochester Hills , MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Jul 20, 2026 | n/a | yes | Bloomfield Hills, MI|Rochester Hills , MI | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 3, 2023 | n/a | yes | Bloomfield Hills, MI|Rochester Hills, MI | Current employment |
| COMERICA SECURITIES | Former SEC adviser | Jun 15, 2021 | Nov 3, 2023 | no | BLOOMFIELD HILLS, MI | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | May 26, 2020 | May 26, 2021 | no | Phoenix, AZ | Previous registration |
| USAA INVESTMENT SERVICES COMPANY | No RAUM reported | Jun 28, 2019 | May 24, 2020 | no | Phoenix, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMERICA SECURITIES | AMERIPRISE FINANCIAL SERVICES, LLC | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | RIA to ibd |
| CHARLES SCHWAB & CO., INC. | COMERICA SECURITIES | May 26, 2021 | Jun 15, 2021 | 20 | Firm change | Other |
| USAA INVESTMENT SERVICES COMPANY | CHARLES SCHWAB & CO., INC. | May 24, 2020 | May 26, 2020 | 2 | Bulk transfer | Ibd to ibd |