DFX Intelligence

W•••••• M•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

W•••••• M•••••• L••••••

Advisor at L•••••• S••••••••• I•••

Kansas City, MO | LAKE BLUFF, IL

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Search this name across graphsid dfx:ria:432de6bc-61d6-89c2-a535-060a168d0a00

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jun 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S••••••••• I•••	Independent wealth	Nov 24, 2025	n/a	yes	Kansas City, MO\|LAKE BLUFF, IL	Current employment
M•••••• S••••••••• A•••• M••••••••• L••	Former SEC adviser	May 18, 2016	Dec 12, 2025	no	KANSAS CITY, MO\|MANCHESTER, MO\|Kansas City, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• S••••••••• A•••• M••••••••• L••	L•••••• S••••••••• I•••	Dec 12, 2025	Nov 24, 2025	-18	Firm change	Ibd to RIA
M•••••• I••••••••• A••••••• L••	M•••••• S••••••••• A•••• M••••••••• L••	Dec 31, 2016	May 18, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
282140:282448:MO:2016-12-26	Dec 31, 2016	May 18, 2016	MANCHESTER, MO	Firm change after gap
38535:282140:MO:2016-04-13	Apr 13, 2016	May 18, 2016	MANCHESTER, MO	Firm change

Relationships

Registered with (8)

→ L•••••• S••••••••• I•••Registered adviserregistration: current employment
Nov 24, 2025 to presentfactForm ADV
→ M•••••• S••••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
May 18, 2016 to Dec 12, 2025factForm ADV
→ M•••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 18, 2016 to Dec 31, 2016factForm ADV
→ M•••••• S••••••••• C••• I•••

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:432de6bc-61d6-89c2-a535-060a168d0a00
First observed: Jun 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.