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CRD 282448
MANCHESTER, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRIAR GREEN HOLDINGS, INC. | MANAGING MEMBER | E | yes | 12/2015 | Jan 6, 2016 | Aug 16, 2024 |
| E.J. MOLONEY MARITAL TRUST, U/A/D 9/21/11 | Shareholder | D | yes | 07/2015 | Jan 6, 2016 | Aug 16, 2024 |
| HANCOCK, DONALD, RALPH | CHIEF EXECUTIVE OFFICER | Na | yes | 10/2019 | Jan 6, 2016 | Aug 16, 2024 |
| HOLOWATUK, WILLIAM, JAMES | CHIEF COMPLIANCE OFFICER | Na | yes | 08/2024 | Aug 23, 2023 | Aug 16, 2024 |
| MEDLEY, JOSEPH, RONALD | PRESIDENT OF MSAM | Na | yes | 01/2016 | Jan 6, 2016 | Aug 16, 2024 |
| MOLONEY, SUSAN, ROTH | Trustee | F | yes | 07/2014 | Jan 6, 2016 | Aug 16, 2024 |
| ROSEMAN, JEFFREY, PATRICK | VICE PRESIDENT & GENERAL COUNCIL | Na | yes | 05/2016 | May 27, 2016 | Aug 16, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| MOLONEY SECURITIES CO., INC. | n/a | Former SEC adviser | $258M | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Manchester | Mo | United States | 18 | yes |
| Indianapolis | In | United States | 9 | yes |
| OSAGE BEACH | Mo | United States | 3 | yes |
| Bellingham | Wa | United States | 3 | yes |
| Denver | Co | United States | 2 | yes |
| Winterset | Ia | United States | 2 | yes |
| Matteson | IL | United States | 2 | yes |
| OVERLAND PARK | Ks | United States | 2 | yes |
| REDWOOD FALLS | Mn | United States | 2 | yes |
| KANSAS CITY | Mo | United States | 2 | yes |
| Epping | Nh | United States | 2 | yes |
| Brentwood | Tn | United States | 2 | yes |
| Kerrville | TX | United States | 2 | yes |
| ESTES PARK | Co | United States | 1 | yes |
| Venice | FL | United States | 1 | yes |
| POST FALLS | Id | United States | 1 | yes |
| ARLINGTON HEIGHTS | IL | United States | 1 | yes |
| Greenville | IL | United States | 1 | yes |
| Jerseyville | IL | United States | 1 | yes |
| Waterford | Mi | United States | 1 | yes |
| Spicer | Mn | United States | 1 | yes |
| Stillwater | Mn | United States | 1 | yes |
| Willmar | Mn | United States | 1 | yes |
| Chesterfield | Mo | United States | 1 | yes |
| Ellisville | Mo | United States | 1 | yes |
| KANSAS CITY | Mo | United States | 1 | yes |
| MYRTLE BEACH | Sc | United States | 1 | yes |
| Nashville | Tn | United States | 1 | yes |
| Bellingham | Wa | United States | 1 | yes |
| GIG HARBOR | Wa | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 27, 2025 | $1.4B | $1.3B | 77 | 61 | 42 | n/a | n/a |
| 2023 | Mar 13, 2024 | $1.2B | $1.1B | 82 | 78 | 45 | n/a | n/a |
| 2022 | Mar 21, 2023 | $1.0B | $927M | 84 | 79 | 45 | n/a | n/a |
| 2021 | Mar 17, 2022 | $1.2B | $1.1B | 84 | 79 | 45 | n/a | n/a |
| 2020 | Mar 9, 2021 | $955M | $850M | 93 | 87 | 45 | n/a | n/a |
| 2019 | Feb 14, 2020 | $751M | $649M | 94 | 88 | 44 | n/a | n/a |
| 2018 | Mar 8, 2019 | $620M | $539M | 94 | 93 | 50 | n/a | n/a |
| 2017 | Mar 5, 2018 | $507M | $457M | 86 | 85 | 49 | n/a | n/a |
| 2016 | Mar 1, 2017 | $402M | $347M | 80 | 80 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $0 | $0 | 0 | 0 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 23 | -23 | n/a | 0 | 0 | 0 | 1 | 31 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.4B | $1.2B | 15.7% | $1.2B | 5.1% | 77 | 82 | 42 | 45 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | 2 | Dec 12, 2025 | Dec 16, 2025 | LONG BEACH, CA | Team lift out | Ibd to ibd | 66.7% |
| MOLONEY INVESTMENT ADVISORY LLC | 2 | Dec 5, 2025 | Mar 17, 2016 | DENVER, CO | Team lift out | Other | 3.0% |
| MOLONEY INVESTMENT ADVISORY LLC | 15 | Dec 5, 2025 | May 24, 2016 | MANCHESTER, MO | Team lift out | Other | 22.4% |
| AUSDAL FINANCIAL PARTNERS, INC. | 3 | Aug 13, 2025 | Aug 11, 2025 | OSAGE BEACH, MO | Team lift out | Ibd to RIA | 4.2% |
| APOLLON WEALTH MANAGEMENT, LLC | 2 | Dec 14, 2021 | Jan 4, 2022 | MANCHESTER, MO | Team lift out | Ibd to RIA | 2.8% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PLANNED INVESTMENT CO., INC. | 6 | Dec 17, 2018 | Dec 13, 2018 | INDIANAPOLIS, IN | Firm absorbed | Other | 85.7% |
| SMITH MOORE & CO. | 3 | Aug 30, 2017 | Jul 31, 2017 | OSAGE BEACH, MO | Team lift out | Other | 10.7% |
| MOLONEY INVESTMENT ADVISORY LLC | 22 | Dec 26, 2016 | Dec 23, 2016 | MANCHESTER, MO | Firm absorbed | Other | 52.4% |
| ONEAMERICA SECURITIES, INC. | 2 | Jul 27, 2016 | Jul 1, 2016 | FRANKLIN, TN | Team lift out | Other | 1.1% |
| MOLONEY SECURITIES CO., INC. | 19 | Apr 13, 2016 | Apr 7, 2016 | MANCHESTER, MO | Firm absorbed | Other | 51.4% |