DFX Intelligence

R••••• J••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

R••••• J••• W••••••

Advisor at W•••••• A••••••• S•••••••

BRANFORD, CT

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Search this name across graphsid dfx:ria:432e825f-c0af-1ce0-1919-d8be84035b1e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 6, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A••••••• S•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Feb 5, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A••••••• S•••••••	State registered	Apr 20, 2017	n/a	yes	BRANFORD, CT	Current employment
S••••• M•••••••••	Independent wealth	Jun 10, 2016	Feb 12, 2018	no	Branford, CT\|NORTH LITTLE ROCK, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• M•••••••••	W•••••• A••••••• S•••••••	Feb 12, 2018	Apr 20, 2017	-298	Firm change after gap	Other
S••••• C•••••• G••••• I•••	S••••• M•••••••••	Jun 8, 2016	Jun 10, 2016

Relationships

Registered with (6)

→ W•••••• A••••••• S•••••••Registered adviserregistration: current employment
Apr 20, 2017 to presentfactForm ADV
→ S••••• M•••••••••Registered adviserregistration: previous registration
Jun 10, 2016 to Feb 12, 2018factForm ADV
→ S••••• C•••••• G••••• I•••Registered adviserregistration: previous registration
May 23, 2016 to Jun 8, 2016factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:432e825f-c0af-1ce0-1919-d8be84035b1e
First observed: Oct 6, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.