RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J••• W••••••
- W•••••• A••••••• S••••••• state registered currentsince Apr 20, 2017 · Branford, Ct
- S••••• M••••••••• independent RIAJun 10, 2016 to Feb 12, 2018 · Branford, Ct
- S••••• C•••••• G••••• I••• formerMay 23, 2016 to Jun 8, 2016 · Branford, Ct
- S••••••••• A•••••• A•••••••• I••• formerJan 27, 2016 to Mar 3, 2016 · Brandford, Ct
- I•••••••• C•••••• A••••••• formerApr 23, 2014 to Feb 17, 2016 · Lynnfield, Ma
- L•• F•••••••• L•• BD affiliatedOct 6, 1998 to May 1, 2014 · Branford, Ct
- S••••• M••••••••• to W•••••• A••••••• S•••••••left Feb 12, 2018, registered Apr 20, 2017 (-298 days) · Other
- S••••• C•••••• G••••• I••• to S••••• M•••••••••left Jun 8, 2016, registered Jun 10, 2016 (2 days) · Other
- S••••••••• A•••••• A•••••••• I••• to S••••• C•••••• G••••• I•••left Mar 3, 2016, registered May 23, 2016 (81 days) · Other
- I•••••••• C•••••• A••••••• to S••••••••• A•••••• A•••••••• I•••left Feb 17, 2016, registered Jan 27, 2016 (-21 days) · Other
- L•• F•••••••• L•• to I•••••••• C•••••• A•••••••left May 1, 2014, registered Apr 23, 2014 (-8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address