This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

LPL FINANCIAL LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 12, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Jul 12, 2013

First registration

Sep 19, 2016

Dual registered

no

Other names

RAINIER A RADOC

IAPD individual key

6179797

• Occurred

  May 5, 2025
  Advisor changed firm

  Rainier Anthony Radoc left R & R Financial for Lpl Financial Llc (registered 2025-05-05)

  Form ADVobserved 6 days ago
• Occurred

  May 13, 2024
  Advisor changed firm

  Rainier Anthony Radoc left Grape Modern Wealth Management for R & R Financial (registered 2024-04-23)

  Form ADVobserved 6 days ago
• Occurred

  Mar 2, 2023
  Advisor changed firm

  Rainier Anthony Radoc left Wells Fargo Advisors for Grape Modern Wealth Management (registered 2023-02-20)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:43356d5d-672d-435b-3475-09b341822101

First observed

Sep 19, 2016

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.