This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$38.6MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$36.4M

Private client RAUM

$38.6MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

318

Individual clients

134

High net worth clients

11

CRD

319261

Filings on the tape

1

First filed

Mar 31, 2026

Latest filed

Mar 31, 2026

Organised

Corporation, CA

• Occurred

  May 13, 2024
  Advisor changed firm

  Rainier Anthony Radoc left Grape Modern Wealth Management for R & R Financial (registered 2024-04-23)

  Form ADVobserved 4 days ago
• Occurred

  May 1, 2024
  Team lift-out

  2 advisors left Grape Modern Wealth Management (Temecula, CA) for R & R Financial within 12 days

  Form ADVobserved 3 days ago
  2 advisors
• Occurred

  May 1, 2024
  Advisor changed firm

  Joshua Patrick Richardson left Grape Modern Wealth Management for R & R Financial (registered 2024-04-23)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ed07535d-e4f0-8f4b-535e-0dcbb8c278c6

First observed

Mar 31, 2026

Last observed

Mar 31, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.