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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Leesburg, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 10, 2018 | n/a | yes | Leesburg, FL | Current employment |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | May 12, 2015 | Sep 9, 2016 | no | EAST PROVIDENCE, RI|EAST PROVIDENCE, RI | Previous registration |
| FOCAL POINT ADVISORS, INC. | n/a | Jan 30, 2006 | Apr 30, 2007 | no | NAPLES, FL | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 19, 2005 | Mar 21, 2007 | no | NAPLES, FL|GREER, SC|NAPLES, FL | Previous registration |
| KEYBANC CAPITAL MARKETS INC. | n/a | Nov 27, 2002 | Jul 28, 2004 | no | NAPLES, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MSI FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 9, 2016 | Aug 10, 2018 | 700 | Firm change after gap | Other |
| FOCAL POINT ADVISORS, INC. | MSI FINANCIAL SERVICES, INC. | Apr 30, 2007 | May 12, 2015 | 2,934 | Firm change after gap | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FOCAL POINT ADVISORS, INC. | Mar 21, 2007 | Jan 30, 2006 | -415 | Firm change after gap | Other |
| KEYBANC CAPITAL MARKETS INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jul 28, 2004 | Oct 19, 2005 | 448 | Firm change after gap | Other |