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Registered advisor
M•••••• R•••••• L••••••••
Feed of 09/14/2026
At current firm
8 y
since Aug 10, 2018
In the industry
36 y
since Mar 23, 1990 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 10, 2018 · Leesburg, Fl
- M•• F•••••••• S•••••••• I••• formerMay 12, 2015 to Sep 9, 2016 · East Providence, Ri
- F•••• P•••• A•••••••• I••• unclassifiedJan 30, 2006 to Apr 30, 2007 · Naples, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedOct 19, 2005 to Mar 21, 2007 · Naples, Fl
- K•••••• C•••••• M•••••• I••• unclassifiedNov 27, 2002 to Jul 28, 2004 · Naples, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 9, 2016, registered Aug 10, 2018 (700 days) · Other
- F•••• P•••• A•••••••• I••• to M•• F•••••••• S•••••••• I•••left Apr 30, 2007, registered May 12, 2015 (2934 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F•••• P•••• A•••••••• I•••left Mar 21, 2007, registered Jan 30, 2006 (-415 days) · Other
- K•••••• C•••••• M•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 28, 2004, registered Oct 19, 2005 (448 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 36derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address