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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)27 years in industry

THOMAS PAUL HAJNY

Advisor at USA FINANCIAL SECURITIES LLC

ADA, MI | Phoenix, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 9, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USA FINANCIAL SECURITIES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 7, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Sep 7, 1999
First registration: Jul 9, 2001
Dual registered: yes, broker-dealer
Other names: Tom Hajny
IAPD individual key: 1029417

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USA FINANCIAL SECURITIES LLC	Independent wealth	Mar 6, 2017	n/a	yes	ADA, MI\|Phoenix, AZ	Current employment
AMERITAS ADVISORY SERVICES	Former SEC adviser	Sep 22, 2009	Dec 27, 2016	no	Seattle, WA\|LINCOLN, NE\|Portland, OR\|KIRKLAND, WA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jul 7, 2006	Sep 27, 2007	no	REDMOND, WA\|PORTLAND, OR	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 9, 2001	May 31, 2002	no	BOTHELL, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES	USA FINANCIAL SECURITIES LLC	Dec 27, 2016	Mar 6, 2017	69	Firm change	Other
SIGNATOR INVESTORS, INC.	AMERITAS ADVISORY SERVICES	Sep 27, 2007	Sep 22, 2009	726	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	SIGNATOR INVESTORS, INC.	May 31, 2002	Jul 7, 2006	1,498	Firm change after gap	Other

Relationships

Registered with (4)

→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: current employment
Mar 6, 2017 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 22, 2009 to Dec 27, 2016factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jul 7, 2006 to Sep 27, 2007factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 9, 2001 to May 31, 2002factForm ADV

Dated events

No dated event names this entity yet.