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Advisor at LPL FINANCIAL LLC
JOHNSON CITY, TN | JONESBOROUGH, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 21, 2025 | n/a | yes | JOHNSON CITY, TN|JONESBOROUGH, TN|JOHNSON CITY, TN | Current employment |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | Former SEC adviser | Sep 3, 2008 | Oct 10, 2013 | no | MEMPHIS, TN | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jan 23, 2004 | Aug 21, 2025 | no | BRISTOL, TN|JOHNSON CITY, TN|BRISTOL, TN|Johnson City, TN|Jonesborough, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | FIRST TENNESSEE ADVISORY SERVICES, INC. | Aug 21, 2025 | Sep 3, 2008 | -6,196 | Firm change after gap | Other |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | LPL FINANCIAL LLC | Oct 10, 2013 | Aug 21, 2025 | 4,333 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 17117:143830:TN:2025-08-21 | Aug 21, 2025 | Sep 3, 2008 | JONESBOROUGH, TN | Firm change after gap |